CTS Asset Management LLC is registered with the U.S. Commodity Trading Futures Commission as a Commodity Trading Advisor and is a member of National Futures Association (ID 0495674).
Brian Bell is registered as an Associated Person and is an approved principal of CTS Asset Management LLC. He is also an associate member of National Futures Association (ID 0332429).
For important risk disclosure and other information, please request the CTS Asset Management Disclosure Document.
The risk of loss in futures trading is substantial. The CTS Asset Management Flagship Program is offered only to investors that meet the criteria of a qualified eligible person as defined under CFTC Regulation 4.7.
The Short Form
We will never sell your email address or any other information about you to anyone else.
The Long Form
The confidentiality of client information is of the utmost importance to CTS Asset Management LLC (CTS-AM). During the course of opening Client accounts and managing the accounts, CTS-AM collects nonpublic personal information from its Clients which includes information provided by Clients on account applications and forms, and through transactions that occur in Clients’ trading accounts. This includes account numbers for accounts maintained at financial institutions, addresses, telephone numbers, e-mail addresses, social security numbers, income and net worth figures, credit information, and any other information requested by a third party (i.e., FCMs and IBs) necessary to open and maintain the account.
CTS-AM does not disclose any nonpublic personal information about its clients to anyone, except as may deemed necessary by CTS-AM to comply with the rules and regulations that govern CTS-AM’s CTA operations. CTS-AM limits access to the information obtained from a Client to only those employees who need it to perform their job duties while providing services to the Client. CTS-AM may share Client information with non-affiliated companies that work for CTS-AM in the capacity as independent contractors. These companies may include compliance service providers that assist CTS-AM in compiling performance data and computing CTS-AM’s fees in accordance with CFTC and NFA Requirements. Generally, the records provided to these service providers would be the daily and monthly statements generated by the FCM, the Client’s completed account forms, or other information that the Client may have provided to CTS-AM in the course of establishing and maintaining the account. At times, CTS-AM may be required to furnish complete client records to regulators, legal counsel, courts of competent jurisdiction, or other entities as deemed necessary by CTS-AM or required by law. In addition, CTS-AM may be required to furnish tax information to the Internal Revenue Service.
CTS-AM does not sell personal information related to its Client account. Furthermore, no Client will be permitted to review other Clients’ records.
CTS-AM maintains physical, electronic, and procedural safeguards to protect clients’ nonpublic personal information.